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Accounting Research Manager(TM)
Weekly Summary of Developments
February 7-11, 2011
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Weekly Summary.
Accounting and SEC Headlines
Hedge Accounting -- FASB Seeks Input on Issues about Hedge Accounting
Insurance Contracts -- FASB Discusses Insurance Contracts and Other
Matters
Security Ratings -- SEC Proposes Rules on Security Ratings
Leases -- FASB and IASB Discuss Leases and Other Matters
IFRS for SMEs -- Countries Approve Use of IFRS for SMEs and Other Matters Discussed
International Financial Reporting -- CAQ International Practices Task Force Meeting
Minutes Published
Auditing and Internal Controls Headlines
Interim Financial Information -- SAS 121 Issued
Accounting and Review Services -- SSARS 20 Issued
AICPA Professional Standards -- Checklist Updated
Omitted Procedures -- Clarified Statement Discussed
Government Headlines
Accounting Standards -- GASB 62 Discussed
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ACCOUNTING AND SEC HEADLINES:
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Hedge Accounting -- FASB Seeks Input on
Issues about Hedge Accounting
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The FASB has issued a Discussion Paper, Selected
Issues about Hedge Accounting, to solicit input on how to improve,
simplify, and converge the financial reporting
requirements for hedging activities. In May 2010, the FASB proposed revisions
to improve and simplify standards for the financial reporting of financial
instruments, including hedge accounting guidance, in the proposed Accounting
Standards Update, Accounting for Financial Instruments and Revisions to the
Accounting for Derivative Instruments and Hedging Activities-Financial
Instruments (Topic 825) and Derivatives and Hedging (Topic 815). In
December 2010, as part of a project to improve the accounting for financial
instruments, the IASB issued an Exposure Draft, Hedge Accounting, which
the IASB believes will help align hedge accounting more closely with risk
management while addressing inconsistencies and weaknesses in the existing
hedge accounting model.
Differences exist between IFRS and U.S. GAAP
relating to hedge accounting. The revisions proposed by the IASB would result
in more differences compared with the FASB’s current and proposed hedge
accounting guidance. The FASB Discussion Paper asks stakeholders whether the IASB’s proposals are a better starting point for any
changes to U.S. GAAP as it relates to derivatives and hedging activities.
Comments on the FASB's Discussion Paper are due
by April 25, 2011. In addition to soliciting written comments on the FASB’s
Discussion Paper, the FASB plans to participate in the IASB’s
discussion of comments received on its proposal and input received on the FASB
proposal in the second quarter of 2011.
Insurance Contracts -- FASB Discusses
Insurance Contracts and Other Matters
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As reported in its "Summary of Board
Decisions" publication, the FASB met on February 9, 2011, and discussed
the following topics:
-Insurance contracts;
-Investment properties; and
-Goodwill impairment assessments.
The FASB discussed how to proceed with its
project on insurance contracts in light of feedback from constituents and
decided to continue this project. The FASB affirmed the objective of developing
standards of accounting for insurance contracts that would improve existing
U.S. GAAP and converge with IFRS.
The FASB also reaffirmed its previous decision
that the investment properties guidance expected to be issued would only apply
to entities that meet the five criteria the FASB has previously developed. The
FASB decided that the business activities and business purpose criteria should
describe the qualifying entities as those that invest in real estate for total
return. The FASB decided to allow an entity with investments in both property
and other types of real estate investments (e.g., mortgage receivables or
mortgage-back securities) to qualify under the investment properties guidance.
The FASB continued to evaluate alternative ways
of identifying potential goodwill impairments that might be more cost-effective
than the existing fair value approach (step one of the current two-step
impairment assessment process). The FASB directed its staff to further assess
through outreach, whether the cost-effectiveness of an approach that would
identify potential impairments through an analysis of qualitative factors will
address the cost concerns expressed by preparers of nonpublic entity financial
statements. The FASB also decided to include public entities within the scope
of this project.
Security Ratings -- SEC Proposes Rules on
Security Ratings
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The SEC has issued for public comment a
proposed rule, Security Ratings. This proposal is one of several
releases that the SEC is expected to issue relating to the use of security
ratings by credit rating agencies. This proposal would remove security ratings
as one of the conditions for companies seeking to use short-form registration
(e.g., Forms S-3 and F-3) when registering securities for public sale. This
proposal includes provisions pursuant to Section 939A of the “Dodd-Frank Wall
Street Reform and Consumer Protection Act.”
Comments on this proposal are due March 28,
2011.
Leases -- FASB and IASB Discuss Leases and Other Matters
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As reported in the "IASB Update"
publication, the FASB and IASB met on February 1-2, 2011, and discussed the
following topics:
-Leases;
-Insurance contracts; and
-Revenue recognition.
In addition, the IASB met separately to discuss
post-employment benefits.
IFRS for SMEs --
Countries Approve Use of IFRS for SMEs and Other
Matters Discussed
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The IASB staff has issued its periodic
"IFRS for SMEs Update" publication which is
a summary of news relating to the International Financial Reporting Standard
for Small and Medium-Sized Entities (IFRS for SMEs).
This update includes discussion of the following topics:
-News about countries permitting use of IFRS
for SMEs;
-New presentations about IFRS for SMEs posted;
-Recent "train the trainers"
workshops in Kazakhstan and Singapore;
-Upcoming train the trainers workshop in the
Caribbean;
-Russian language train the trainers
presentations now available; and
-Where to obtain IFRS for SMEs
materials.
International Financial Reporting -- CAQ International Practices Task Force Meeting
Minutes Published
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The Center for Audit Quality (CAQ) has
published meeting highlights of the International Practices Task Force (IPFT)
of November 23, 2010. Topics discussed at this meeting included:
-Application of FASB Accounting Standards CodificationTM
Topic 855, Subsequent Events, to financial statements of certain Foreign
Private Issuers (FPIs) and certain financial
statements filed pursuant to Rules 3-05 and 3-09 of Regulation S-X;
eXtensible Business Reporting Language (XBRL) and FPIs;
-Colombia price-level adjusting; and
-Monitoring inflation in certain countries.
The IPTF is a task force of the CAQ SEC
Regulations Committee that meets periodically with the staff of the SEC that
focuses on international emerging technical accounting and reporting issues
relating to SEC rules and regulations.
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AUDITING AND INTERNAL CONTROLS HEADLINES:
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Interim Financial Information -- SAS 121
Issued
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The AICPA has issued Statement on Auditing
Standards (SAS) No. 121, Revised Applicability of Statement on Auditing
Standards No. 100, Interim Financial Information.
SAS 121 revises paragraph .05 of SAS No. 100, Interim Financial Information,
as amended (AU sec. 722 ), such that the SAS would be
applicable when the accountant audited the entity's latest annual financial
statements, and the appointment of another accountant to audit the current year
financial statements is not effective prior to the beginning of the period
covered by the review.
SAS 121 is effective for interim reviews of
interim financial information for periods beginning after December 15, 2011.
Early application is permitted.
Accounting and Review Services -- SSARS 20
Issued
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The AICPA has issued Statement on Standards for
Accounting and Review Services (SSARS) No. 20, Revised Applicability of
Statements on Standards for Accounting and Review Services. SSARS 20
revises paragraph .01 of AR section 90, so that SSARS do not apply when the
provisions of SAS 100, as amended (AU sec. 722) apply.
SSARS 20 is effective for reviews of financial
statements for periods beginning after December 15, 2011. Early application is
permitted.
AICPA Professional Standards -- Checklist
Updated
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We have updated our publication "Summary
Checklist of Recent Authoritative AICPA Professional Standards." This
checklist is intended to serve as a reference tool that can be used to review
engagement and other related authoritative standards recently issued by the
AICPA.
This checklist has been updated to reflect the
issuance of SAS 121 and SSARS 20, discussed above.
See our Literature Update for complete details.
Omitted Procedures -- Clarified Statement
Discussed
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We have added a GAAS Update Service that
provides discussion and analysis of a clarified SAS, Consideration of
Omitted Procedures After the Report Release Date,
which was issued as part of the AICPA's Clarity
Project. The clarified SAS will supersede SAS No. 46 (AU Section 390), Consideration
of Omitted Procedures After the Report Date, and addresses the
responsibilities of the auditor when, subsequent to the report release date,
the auditor becomes aware that certain auditing procedures considered necessary
at the time of the audit were omitted.
The clarified SAS is effective for audits of
financial statements for periods ending on or after December 15, 2012.
The AICPA’s Clarity
Project is intended to make existing U.S. generally accepted auditing standards
(GAAS) easier to understand, apply, and move toward converging U.S. GAAS with
International Standards on Auditing issued by the International Auditing and
Assurance Standards Board. For further information on the AICPA's
Clarity Project, see our previously published discussion and analysis in our
publication "A Closer Look":
For detail, please contact info@zy-cpa.com
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======================
GOVERNMENT HEADLINES:
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Accounting Standards -- GASB 62 Discussed
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We have added a Governmental GAAP Update
Service that provides an overview of GASB Statement No. 62, Codification of
Accounting and Financial Reporting Guidance Contained in Pre-November 30, 1989
FASB and AICPA Pronouncements. GASB 62 is intended to enhance the
usefulness of the Codification of Governmental Accounting and Financial
Reporting Standards by incorporating guidance that previously could only be
found in certain FASB and AICPA pronouncements. This update discusses the
following topics:
-Changes may also affect governmental
activities;
-Capitalization of interest and contingencies;
and
-Effective date and transition.
Some of the documents listed above may not
be accessible under your current subscription. For information about upgrading
your subscription to include additional content, click here:
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