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Accounting Research Manager(TM)
Weekly Summary of Developments
August 23-27, 2010
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Accounting Research Manager subscriber,

The Accounting Research Manager database now contains this week's weekly summary of developments. Click the link below to access and print the fully-formatted Weekly Summary:

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If you do not have immediate Internet access to the Accounting Research Manager database, below is the text of this week's Weekly Summary.

Accounting and SEC Headlines

Proxy Rules -- SEC Adopts Changes to Proxy Rules for Shareholder Director Nominations
Health Care Entities -- FASB Issues Guidance on Measuring Charity Care for Disclosure
New Accounting Standards -- Checklist Updated
Health Care Entities -- FASB Issues Proposal on Accounting for Legal Costs Associated with Medical Malpractice
Other Expenses -- FASB Issues Proposal on Fees Paid to the Federal Government by Pharmaceutical Manufacturers
Troubled Debt Restructuring -- FASB Discusses Troubled Debt Restructuring
EITF Materials -- FASB Issues Materials for September 16, 2010 EITF Meeting
IFRS for SMEs -- IFRS Foundation Appointment and Other Matters Discussed
IFRS Adoption -- IASB Issues Proposal to Amend IFRS 1
Stripping Costs -- Draft Interpretation Published on Stripping Costs in the Production Phase of a Surface Mine
International Accounting -- IASB Publishes Agenda for September 2-3, 2010 IFRS Interpretations Committee Meeting

Auditing and Internal Controls Headlines

Government Auditing Standards -- GAO Publishes Exposure Draft of Revised Yellow Book
Audit Considerations Relating to an Entity Using a Service Organization -- Discussion and Analysis of Statement on Auditing Standards

Government Headlines

Government Auditing Standards -- GAO Publishes Exposure Draft of Revised Yellow Book
Derivative Instruments -- GASB 53 Discussed


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ACCOUNTING AND SEC HEADLINES:
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Proxy Rules -- SEC Adopts Changes to Proxy Rules for Shareholder Director Nominations
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The SEC has issued a final rule, Facilitating Shareholder Director Nominations. This rule includes changes to the federal proxy rules to facilitate shareholder access to a company's proxy materials to include nominees to the corporate board of directors. Among other things, this new rule:

-Provides "proxy access" to a shareholder, or group of shareholders, who own - and have owned continually for at least the prior 3 years - at least 3% of the company's voting stock, as defined;
-Restricts the application of the new requirements in cases where relevant state or foreign law does not prohibit shareholders from nominating directors;
-Requires specified disclosures concerning nominating shareholders or groups and their nominees;
-Requires that companies include in their proxy materials, under certain circumstances, shareholder proposals that seek to establish a procedure in the company’s governing documents for the inclusion of one or more shareholder director nominees in the company’s proxy materials; and
-Includes related changes to certain other rules and regulations, including the existing solicitation exemptions from the proxy rules and the beneficial ownership reporting requirements.

The rule is effective 60 days after publication in the Federal Register.

Health Care Entities -- FASB Issues Guidance on Measuring Charity Care for Disclosure
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The FASB has issued Accounting Standards Update (ASU) No. 2010-23, Health Care Entities (Topic 954): Measuring Charity Care for Disclosure. ASU 2010-23 is intended to reduce the diversity in practice regarding the measurement basis used in the disclosure of charity care. ASU 2010-23 requires that cost be used as the measurement basis for charity care disclosure purposes and that cost be identified as the direct and indirect costs of providing the charity care. As a result of the amendments in this ASU, various techniques will likely be used to determine how the direct and indirect costs are identified, such as obtaining the information directly from a costing system or through reasonable estimation techniques. Therefore, ASU 2010-23 also requires disclosure of the method used to identify or determine such costs.

This ASU is effective for fiscal years beginning after December 15, 2010 and should be applied retrospectively to all prior periods presented. Early application is permitted.

New Accounting Standards -- Checklist Updated
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We have updated our publication "Summary Checklist of Recent Authoritative U.S. Accounting Standards." This checklist is intended to serve as a reference tool to help users ensure that they have considered authoritative standards recently issued or approved by the FASB. The standards are listed by source and a summary of the transition guidance is provided with a reference to the relevant FASB Accounting Standards CodificationTM (Codification) paragraph(s). Effective dates and application (adoption) requirements are also presented.

We have updated our checklist to reflect ASU 2010-23, discussed above.

See our Literature Update for complete details.

Health Care Entities -- FASB Issues Proposal on Accounting for Legal Costs Associated with Medical Malpractice
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The FASB has issued for public comment a proposed ASU, Health Care Entities (Topic 954): Accounting for Legal Costs Associated with Medical Malpractice and Similar Claims. This proposed ASU represents a consensus-for-exposure on EITF Issue No. 10-F, “Accounting for Legal Costs Associated with Medical Malpractice Claims.” The amendments to the Codification in the proposed ASU would allow health care entities to make a policy election to expense legal fees as incurred or accrue estimated legal fees when the associated claim is incurred.

The effective date will be determined after the EITF considers feedback on the proposed ASU. The amendments in the proposed ASU would be applied retrospectively to all prior periods presented.

Comments on this proposed ASU are due October 8, 2010.

Other Expenses -- FASB Issues Proposal on Fees Paid to the Federal Government by Pharmaceutical Manufacturers
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The FASB has issued for public comment a proposed ASU, Other Expenses (Topic 720): Fees Paid to the Federal Government by Pharmaceutical Manufacturers. This proposed ASU represents a consensus-for-exposure on EITF Issue No. 10-D, “Accounting for Certain Fees Associated with Recently Enacted Health Care Legislation.” The Patient Protection and Affordable Care Act, as amended by the Health Care and Education Reconciliation Act of 2010, imposes an annual fee on the pharmaceutical manufacturing industry for each calendar year beginning on or after January 1, 2011. An entity’s portion of the annual fee is payable no later than September 30 of the applicable calendar year and is not tax deductible.

An entity’s portion of the annual fee becomes payable to the U.S. Treasury once a pharmaceutical manufacturing entity has a gross receipt from branded prescription drug sales to any specified government program or in accordance with coverage under any government program for each calendar year beginning on or after January 1, 2011. The amendments to the Codification in this proposed ASU specify that upon recognition of the liability, the annual fee would be: (a) recognized over the calendar year that it is payable using a straight-line method of allocation unless another method better allocates the fee over the calendar year that it is payable; and (b) presented as operating expenses.

The amendments in the proposed ASU would be effective for calendar years beginning after December 31, 2010, when the fee initially becomes effective.

Comments on this proposed ASU are due October 8, 2010.

Troubled Debt Restructuring -- FASB Discusses Troubled Debt Restructuring
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As reported in its "Summary of Board Decisions" publication, the FASB met on August 25, 2010, and discussed troubled debt restructuring. Specifically, the FASB discussed potential clarifications to the guidance in Codification Subtopic 310-40, Troubled Debt Restructurings by Creditors, and made a number of tentative decisions, including that:

-Creditors should be explicitly precluded from using the borrower’s effective rate test (in Codification Topic 470, Debt) in their evaluation of whether a modification was executed at a market rate;
-Guidance should be clarified to note that: (a) a situation in which a market rate is not readily available is a strong indication that the modification was executed at a rate that is below market; and (b) a modification that results in a temporary or permanent increase to the contractual interest rate cannot be presumed to be at a rate that is at or above market;
-Guidance should be clarified to note that a borrower that is not currently in default may still be considered to be experiencing financial difficulty; and
-A creditor should not conclude that a modification is not a troubled debt restructuring simply because a delay in payment resulting from that modification is insignificant.

The FASB also discussed transition guidance and tentatively decided that:

-For disclosure purposes, the proposed clarifications will be effective for interim and annual periods ending after June 15, 2011, applied retrospectively to modifications occurring on or after the beginning of the earliest period presented.
-For impairment purposes, the proposed clarifications will be effective on a prospective basis for interim and annual periods ending after June 15, 2011. An entity should disclose the total amount of loans and the associated reserves related to those loans that are considered impaired under Codification Section 310-10-35, Subsequent Measurement, as a result of the clarifications in guidance for which impairment was previously accounted for under Codification Subtopic 450-20, Loss Contingencies.

The FASB directed its staff to draft a proposed ASU and tentatively decided that it will have a 60-day comment period.

EITF Materials -- FASB Issues Materials for September 16, 2010 EITF Meeting
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The FASB has issued the following materials for the September 16, 2010 EITF meeting:

-Agenda committee report; and
-EITF Issue No. 09-G, "Accounting for Costs Associated with Acquiring or Renewing Insurance Contracts" (comment letters).

IFRS for SMEs -- IFRS Foundation Appointment and Other Matters Discussed
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The IASB staff has issued "IFRS for SMEs Update" publication which is a staff summary of news relating to the International Financial Reporting Standard for Small and Medium-Sized Entities (IFRS for SMEs). This update includes discussion of the following topics:

-IFRS Foundation appoints members of the SME Implementation Group;
-Train the trainers workshop in Rio de Janeiro; and
-Where to obtain IFRS for SMEs materials.

IFRS Adoption -- IASB Issues Proposal to Amend IFRS 1
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The IASB has issued for public comment an Exposure Draft (ED), Removal of Fixed Dates for First-Time Adopters-Proposed amendments to IFRS 1. This ED would amend IFRS 1, First-time Adoption of International Financial Reporting Standards,by replacing references to a fixed transition date of January 1, 2004, with a general reference to the date of transition to IFRSs. As a result, entities adopting IFRSs for the first time would not have to restate derecognition transactions that occurred before the date of transition to IFRSs. In addition, first-time adopters would also not have to recalculate "day 1" differences on initial recognition of financial instruments, where the transaction occurred before the date of transition to IFRSs.

Comments on this proposal are due October 27, 2010.

Stripping Costs -- Draft Interpretation Published on Stripping Costs in the Production Phase of a Surface Mine
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The IFRS Interpretations Committee has issued for public comment a draft Interpretation, Stripping Costs in the Production Phase of a Surface Mine. This draft interpretation includes proposed guidance on the accounting for stripping costs in the production phase of a surface mine. The draft interpretation proposes that costs associated with a "stripping campaign" should be accounted for as an additional component of an existing asset, and that this component should be written down over the reserves that directly benefit from the campaign. This draft interpretation seeks public comment on this accounting treatment and other related areas, including:

-Allocation of accumulated costs to the specific section of the ore body;
-Disclosures; and
-Transition.

Comments on this draft interpretation are due November 30, 2010.

International Accounting -- IASB Publishes Agenda for September 2-3, 2010 IFRS Interpretations Committee Meeting
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The IASB has published an agenda for the September 2-3, 2010 meeting of the IFRS Interpretations Committee. Topics expected to be discussed at this meeting include the following:

-IFRS 2, Share-based Payment;
-IAS 1, Presentation of Financial Statements;
-IAS 19, Employee Benefits;
-IAS 24, Related Party Disclosures;
-IAS 27, Consolidated and Separate Financial Statements;
-IAS 36, Impairment of Assets; and
-Review of tentative agenda decisions published in July IFRIC Update.

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AUDITING AND INTERNAL CONTROLS HEADLINES:
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Government Auditing Standards -- GAO Publishes Exposure Draft of Revised Yellow Book
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The Government Accountability Office (GAO) is requesting comments on proposed changes to Government Auditing Standards (GAGAS) with its issuance of Government Auditing Standards, 2010 Exposure Draft. The proposed revision to GAGAS, commonly known as the “Yellow Book,” will be the sixth since the GAO first issued the standards in 1972. The proposed changes contained in the 2010 Exposure Draft update the Yellow Book to reflect major developments in the audit profession and emphasize specific considerations applicable to the government environment.

Comments on the proposed revisions are due November 22, 2010.

Audit Considerations Relating to an Entity Using a Service Organization -- Discussion and Analysis of Statement on Auditing Standards
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We have added a GAAS Update Service that provides discussion and analysis of clarified Statement on Auditing Standards (SAS), Audit Considerations Relating to an Entity Using a Service Organization. The clarified SAS will supersede the requirements and guidance for user auditors in SAS 70 (AU Section 324), Service Organizations, and addresses the user auditor’s responsibility for obtaining sufficient appropriate audit evidence in an audit of the financial statements of a user entity that uses one or more service organizations. The SAS has been redrafted to apply the AICPA's clarity drafting conventions as part of its Clarity Project.

The clarified SAS is effective for audits of financial statements for periods ending on or after December 15, 2012.

The AICPA’s Clarity Project is intended to make existing U.S. generally accepted auditing standards (GAAS) easier to understand, apply, and move toward converging U.S. GAAS with International Standards on Auditing issued by the International Auditing and Assurance Standards Board. For further information on the AICPA's Clarity Project, see our previously published discussion and analysis in our publication "A Closer Look."

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GOVERNMENT HEADLINES:
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Government Auditing Standards -- GAO Publishes Exposure Draft of Revised Yellow Book
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As discussed above in our Auditing and Internal Controls Summaries, the Government Accountability Office (GAO) is requesting comments on proposed changes to Government Auditing Standards (GAGAS) with its issuance of Government Auditing Standards, 2010 Exposure Draft. The proposed revision to GAGAS, commonly known as the “Yellow Book,” will be the sixth since the GAO first issued the standards in 1972. The proposed changes contained in the 2010 Exposure Draft update the Yellow Book to reflect major developments in the audit profession and emphasize specific considerations applicable to the government environment.

Comments on the proposed revisions are due November 22, 2010.

Derivative Instruments -- GASB 53 Discussed
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We have added a Governmental GAAP Update Service that discusses the requirements of GASB Statement No. 53, Accounting and Financial Reporting for Derivative Instruments. GASB 53 provides the definition of a derivative and addresses measurement, reporting, and disclosure requirements for derivative instruments and transactions entered into by state and local governments. The objective is to enhance the usefulness and comparability of derivative instrument information in the financial statements of state and local governments. This update focuses on investment derivative transactions and includes discussion of footnote disclosure of investment derivatives (including an example disclosure).

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