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Accounting Research Manager(TM)
Weekly Summary of Developments
September 21-25, 2009
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Accounting Research Manager subscriber,

The Accounting Research Manager database now contains this week's weekly summary of developments. Click the link below to access and print the fully-formatted Weekly Summary:

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If you do not have immediate Internet access to the Accounting Research Manager database, below is the text of this week's Weekly Summary.

Accounting and SEC Headlines

FASB Codification -- FASB Ratifies September 9-10, 2009 EITF Decisions and Discusses Other Matters
FASB Meeting -- FASB Ratifies September 9-10, 2009 EITF Decisions and Discusses Other Matters
PCAOB Report -- PCAOB Publishes Report on First Year of Implementation of Auditing Standard No. 5
Financial Statements -- FASB Discusses Financial Statement Presentation Project

Auditing and Internal Controls Headlines

Financial Institutions -- New Edition of Knowledge-Based Audits Published
Compilation and Review Engagements -- Discussion and Analysis of AICPA Proposals
PCAOB Report -- PCAOB Publishes Report on First Year of Implementation of Auditing Standard No. 5

Government Headlines

Stabilization Arrangements -- Reporting Implications of Stabilization Arrangements and Minimum Fund Balance Policies Discussed

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ACCOUNTING AND SEC HEADLINES:
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FASB Codification -- FASB Ratifies September 9-10, 2009 EITF Decisions and Discusses Other Matters

The FASB has published the following amendments to the FASB Accounting Standards CodificationTM:

-FASB Accounting Standards Update 2009-10, Financial Services-Broker and Dealers: Investments-Other-Amendment to Subtopic 940-325; and
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-FASB Accounting Standards Update 2009-11, Extractive Activities-Oil and Gas-Amendments to Section 932-10-S99.
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FASB Accounting Standards Update 2009-10 codifies the SEC Observer comment in paragraph 17 of EITF Issue No. 02-3, "Issues Involved in Accounting for Derivative Contracts Held for Trading Purposes and Contracts Involved in Energy Trading and Risk Management." FASB Accounting Standards Update 2009-11 includes a technical correction to the SEC Observer comment in EITF Issue No. 90-22, "Accounting for Gas-Balancing Arrangements."

FASB Meeting -- FASB Ratifies September 9-10, 2009 EITF Decisions and Discusses Other Matters
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As reported in its "Summary of Board Decisions" publication, the FASB met on September 23, 2009, and discussed the following topics:

-FASB ratification of September 9-10, 2009 EITF decisions;
-Financial statement presentation;
-Revenue recognition; and
-Accounting for financial instruments.

The FASB ratified decisions made by the EITF at its meeting held on September 9-10, 2009. Specifically, the FASB ratified the consensuses reached in EITF Issue No. 08-1, "Revenue Arrangements with Multiple Deliverables" and EITF Issue No. 09-3, “Certain Revenue Arrangements That Include Software Elements.” In addition, the FASB ratified the decisions reached in:

-EITF Issue No. 09-2, "Research and Development Assets Acquired In an Asset Acquisition";
-EITF Issue No. 09-B, "Consideration of an Insurer’s Accounting for Majority-Owned Investments When Ownership Is through a Separate Account"; and
-EITF Issue No. 09-E, "Accounting for Stock Dividends, Including Distributions to Shareholders with Components of Stock and Cash."

For additional information on these decisions, consult our EITF Flash Report. The FASB plans to publish these ratified consensuses in the form of a FASB Accounting Standards Update.

The FASB began deliberating the proposals in its Discussion Paper (DP), Preliminary Views on Financial Statement Presentation, and made the following decisions:

-An entity would be required to present financial statement items in sections that distinguish between business activities (value creating activities) and financing activities (funding of that value creation) in each of the financial statements.
-The FASB will be more specific in defining the financing section that is expected to include at least two components: (1) treasury assets; and (2) financing liabilities.
-To retain an approach to classification within the business section that is based on how a reporting entity organizes its activities and how it uses its assets and liabilities.
-There will not be an operating or investing category within the business section, but rather additional groupings of information within the business section (i.e., categories) would reflect the facts and circumstances of that entity and would be left to management’s discretion.
-An entity will be required to present information about discontinued operations in a separate section in each of its primary financial statements (except the statement of changes in equity).
-An entity would not be required to present information about net debt in its financial statements.

The FASB discussed the following revenue recognition topics: (a) the relationship between the proposed model and receivables accounting; (b) the definition of control for determining when goods and services are transferred to a customer; and (c) options to acquire additional goods and services. See the "Summary of Board Decisions" publication for complete details of decisions made on these topics by the FASB.

The FASB also discussed the accounting for financial instruments and agreed to a remeasurement approach that has the following characteristics:

-A present value of the average core deposit liability amount discounted by the difference between the alternative funds rate and the all-in-cost-to-service rate over the implied maturity.
-The core deposit liability amount that would be subject to the remeasurement would be determined as an average amount over the implied maturity time period, which would result in the consideration of future deposits. Considering and valuing future deposits would result in an intangible asset being reflected in the valuation.

PCAOB Report -- PCAOB Publishes Report on First Year of Implementation of Auditing Standard No. 5
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The PCAOB has published a report, Report on the First-Year Implementation of Auditing Standard No. 5, An Audit of Internal Control Over Financial Reporting That Is Integrated with An Audit of Financial Statements. This report describes the most common or noteworthy observations that were found from inspections conducted during 2008 regarding registered audit firms' first year implementation of PCAOB Auditing Standard No. 5, An Audit of Internal Control Over Financial Reporting That is Integrated with An Audit of Financial Statements, which became effective for audits for fiscal years ending on or after Nov. 15, 2007, and replaced PCAOB Auditing Standard No. 2, An Audit of Internal Control Over Financial Reporting Performed in Conjunction With an Audit of Financial Statements.

Financial Statements -- FASB Discusses Financial Statement Presentation Project
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As reported in its "Summary of Board Decisions" publication, the FASB met on September 21, 2009, and held an informational meeting to discuss the findings of two research projects designed to test the proposals in its Discussion Paper (DP), Preliminary Views on Financial Statement Presentation. A representative of the FASB’s Financial Accounting Standards Research Initiative reported on the results of the experiment conducted to examine credit analyst reactions to certain changes proposed in the DP and members of the FASB staff reported on the results of the field test of the proposals in the DP.

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AUDITING AND INTERNAL CONTROLS HEADLINES:
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Financial Institutions -- New Edition of Knowledge-Based Audits Published
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We have published the 2009 edition of Knowledge-Based Audits of Financial Institutions. This publication is designed to help the auditor efficiently and effectively perform financial statement audits of financial institutions in accordance with auditing standards generally accepted in the U.S. This edition of Knowledge-Based Audits of Financial Institutions includes revisions and updates to reflect current accounting authoritative literature and, among other things, auditing pronouncements through AICPA Statement on Auditing Standards No. 115, Communicating Internal Control Related Matters Identified in an Audit, and AICPA Statement on Quality Control Standards No. 7, A Firm's System of Quality Control.

See our Literature Update for complete details.

Compilation and Review Engagements -- Discussion and Analysis of AICPA Proposals
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We have added a GAAS Update Service that provides discussion and analysis of the following three AICPA proposed Statements on Standards for Accounting and Review Services:

-Framework and Objectives for Performing and Reporting on Compilation and Review Engagements;
-Compilation of Financial Statements; and
-Review of Financial Statements.

These proposals collectively represent the most sweeping changes to the requirements for compilation and review of financial statements in the last thirty years. Changes from existing standards include:

-Requirement of a written engagement letter in compilations and reviews;
-Discussion of internal control services and guidance for practitioners engaged to perform such services in addition to compilation or review engagements;
-Revisions to the standard wording of compilation and review reports;
-Revisions to allow the accountant to include a general description in the compilation report regarding the reasons for an independence impairment;
-Replacement of the concept of limited assurance in a review engagement with the concept of moderate assurance;
-Introduction of the new terms review evidence and review risk to the review literature; and
-Discussion of materiality in the context of a review engagement.

PCAOB Report -- PCAOB Publishes Report on First Year of Implementation of Auditing Standard No. 5
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As discussed above in our Accounting and SEC Summaries, the PCAOB has published a report, Report on the First-Year Implementation of Auditing Standard No. 5, An Audit of Internal Control Over Financial Reporting That Is Integrated with An Audit of Financial Statements. This report describes the most common or noteworthy observations that were found from inspections conducted during 2008 regarding registered audit firms' first year implementation of PCAOB Auditing Standard No. 5, An Audit of Internal Control Over Financial Reporting That is Integrated with An Audit of Financial Statements, which became effective for audits for fiscal years ending on or after Nov. 15, 2007, and replaced PCAOB Auditing Standard No. 2, An Audit of Internal Control Over Financial Reporting Performed in Conjunction With an Audit of Financial Statements.

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GOVERNMENT HEADLINES:
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Stabilization Arrangements -- Reporting Implications of Stabilization Arrangements and Minimum Fund Balance Policies Discussed
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We have added a Governmental GAAP Update Service that discusses the issuance of GASB No. 54, Fund Balance Reporting and Governmental Fund Type Definitions, and its guidance on how to classify and report amounts associated with set-aside arrangements and minimum fund balance policies. Topics discussed in this update are:

-GASB 54 fund balance classifications;
-Formal stabilization arrangements;
-Reporting stabilization arrangement amounts;
-Minimum fund balance policies;
-Reporting minimum fund balance policies and amounts;
-GASB 54 disclosure requirements;
-Stabilization arrangements; and
-Minimum fund balance policy.

GASB 54 is effective for financial statements for periods beginning after June 15, 2010. Early implementation is encouraged.

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