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Accounting Research Manager(TM)
Weekly Summary of Developments
September 1-5, 2008
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Summary.
Accounting and SEC Headlines
Financial Assets and Liabilities -- Revisions and Updates to Statement 140
Interpretation Added
Subsequent Events -- FASB Discusses Subsequent Events and Other
Matters
EITF Materials -- FASB Issues Additional Meeting Materials for
September 10, 2008 EITF Meeting
Auditing and Internal Controls Headlines
Interim Financial Information -- AICPA Issues Proposal on Interim Financial
Information
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ACCOUNTING AND SEC HEADLINES:
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Financial Assets and Liabilities --Revisions
and Updates to Statement 140 Interpretation Added
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We have revised and updated our interpretation,
Financial Assets and Liabilities - Sales, Transfers, and Extinguishments:
Interpretations of FASB Statement 140. This publication offers
comprehensive guidance on accounting for transactions dealing with financial
assets, such as receivables, loans, and securities, under FASB Statement No.
140, Accounting for Transfers and Servicing of Financial Assets and
Extinguishments of Liabilities. Our update was made primarily to reflect
the issuance of FASB Statement No. 163, Accounting
for Financial Guarantee Insurance Contracts. Specifically, we have updated
or added the following interpretations: (a) Interpretation 56-1,
"Initial and Subsequent Measurement of Recourse Liabilities," to
explain that Statement 163 applies to certain recourse obligations that are
financial guarantee insurance contracts issued by insurance entities; (b)
Interpretation 114-1, "Recognition of a Guarantee as a Secondary Obligor
When Debt Is Extinguished," to reflect the effects of Statement 163; and (c)
Interpretation 1-4, "Relevance of Statement 159 to Statement 140," to
further highlight the relevance of FASB Statement No. 159, The Fair Value
Option for Financial Assets and Financial Liabilities, to the application
of Statement 140.
In addition, we have updated the section
"Recent Developments," to reflect recent deliberations at the FASB on
a variety of relevant projects.
See our Literature Update for complete details.
Subsequent Events -- FASB Discusses
Subsequent Events and Other Matters
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As reported in its "Action Alert"
publication, the FASB met on August 27, 2008, and discussed plans for
incorporating guidance on subsequent events and going concern into U.S. GAAP.
Specifically, the FASB decided that any guidance it issues on subsequent events
and going concern should converge with both: (a) IAS 1, Presentation
of Financial Statements; (b) IAS 10, Events after the Balance
Sheet Date, supplemented by disclosure requirements in AICPA Statement on
Auditing Standards (SAS) No. 1, Codification of Auditing Standards and
Procedures, AU Section 341, "The Auditor's Consideration of an
Entity's Ability to Continue as a Going Concern"; and (c) IAS
literature with respect to the time horizon for the going concern assessment.
The FASB affirmed several decisions it has
reached to date on the subsequent events guidance. Specifically, the Board
affirmed that:
-The guidance should reflect the principles
underpinning the current subsequent events guidance in existing accounting
standards and in the auditing requirements contained in SAS 1, AU Section 560, Subsequent
Events;
-Certain minor differences between U.S. GAAP
and IFRS should be eliminated or minimized, except for differences in the areas
of: (a) Refinancing of short-term obligations; and (b) Curing breaches
of borrowing covenants;
-Subsequent events should be considered for
adjustment to or disclosure in the financial statements through the date that
the financial statements are issued or first available to be issued, and the
date through which subsequent events have been considered should be disclosed
in the notes to the financial statements;
-Any guidance issued by the FASB will not amend
existing standards that are considered to be inconsistent with the principles
underpinning AU 560.
In addition, the FASB decided that, to provide
appropriate visibility to this new guidance for constituents, it will issue
this guidance as new standards, preceded by an Exposure Draft and comment
period. The FASB agreed upon a 60-day comment period. The FASB plans to make
these changes effective for financial statements issued after the FASB
codification is ratified (see our codification hot topic dated January 16,
2008).
The FASB is scheduled to hold a public
roundtable discussion on September 8, 2008, to listen to the views of and
obtain information from respondents on FASB Preliminary Views, Financial
Instruments with Characteristics of Equity. As also reported in its Action
Alert publication, the EITF will hold an open meeting on September 10, 2008,
and discuss the following issues:
-EITF Issue No. 08-1, "Revenue Recognition
for a Single Unit of Accounting";
-EITF Issue No. 08-5, "Issuer's Accounting
for Liabilities Measured at Fair Value with a Third-Party Credit
Enhancement";
-EITF Issue No. 08-6, "Equity Method
Investment Accounting Considerations";
-EITF Issue No. 08-7, "Accounting for
Defensive Intangible Assets";
-EITF Issue No. 08-8, "Accounting for an
Instrument (or an Embedded Feature) with a Settlement Amount That Is Based on
the Stock of an Entity's Consolidated Subsidiary."
See our discussion below regarding meeting
materials issued for this meeting.
EITF Materials -- FASB Issues Additional
Meeting Materials for September 10, 2008 EITF Meeting
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The FASB has issued the following additional
materials for the September 10, 2008 EITF meeting:
-EITF Issue No. 08-5, "Issuer's Accounting
for Liabilities Measured at Fair Value with a Third-Party Credit
Enhancement" (Supplement No. 1 to Issue Summary No. 1); and
-EITF Issue No. 08-8 (formerly No. 08-F),
"Accounting for an Instrument (or an Embedded Feature) with a Settlement
Amount That Is Based on the Stock of an Entity's Consolidated Subsidiary"
(Issue Summary No. 1).
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AUDITING AND INTERNAL CONTROLS HEADLINES:
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Interim Financial Information -- AICPA
Issues Proposal on Interim Financial Information
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The Auditing Standards Board of the AICPA has
issued for public comment, Proposed Statement on Auditing Standards (SAS), Interim
Financial Information. The proposal would amend AU section 722, Interim
Financial Information (AICPA, Professional Standards, vol. 1), to
accommodate reviews of interim financial information of nonissuers,
including companies offering securities pursuant to SEC Rule 144A or
participating in private equity exchanges.
As proposed, this guidance would apply when the
interim financial information is intended to provide a periodic update to year-end
reporting and the accountant has either: (a) audited the entity's latest
annual financial statements; or (b) is auditing the current year
financial statements and the entity's latest annual financial statements were
audited by another auditor. This proposal also clarifies that if these
conditions are not met, reviews of interim financial information of nonissuers should be performed in accordance with
Statements on Standards for Accounting and Review Services. In addition, the
proposal removes the guidance for reviews of the interim financial information
of issuers since the AICPA believes such guidance appropriately resides in the
auditing standards of the PCAOB.
As proposed, the guidance would be effective
for interim periods within fiscal years beginning after December 15, 2008.
Early application would be permitted.
Comments on the proposal are due November 3,
2008.
Some of the documents listed above may not
be accessible under your current subscription. For information about upgrading
your subscription to include additional content, click here:
For detail, please contact info@zy-cpa.com