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Accounting Research
Manager(TM)
Weekly Summary of
Developments
June 16-20, 2008
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Accounting Research
Manager subscriber,
The Accounting Research
Manager database now contains this week's weekly summary of developments. Click
the link below to access and print the fully-formatted Weekly Summary:
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If you do not have immediate Internet access
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Weekly Summary.
Accounting and SEC
Headlines
Share-Based Payments -- FASB Staff Issues Guidance on When
Share-Based Payment Awards are Participating Securities
Financial Assets and
Liabilities -- Updated
Interpretations of Statement 140 Added
Conceptual Framework -- FASB to Discuss Conceptual Framework
and Other Matters
Securities Registration -- SEC Staff Publishes Legal Bulletin
Covering Certain Exemptions from the Securities Act
SEC Filings -- SEC Staff Publishes Views on Its
Comment Letter and Filing Review Process
International Accounting -- IASB Issues Agenda for the June 23-24,
2008 Standards Advisory Council Meeting
Auditing and Internal
Controls Headlines
Compilations and Reviews -- 2008/2009 Edition of Compilations and
Reviews Publication Added
Internal Controls -- AICPA Publishes Proposals on Examining
Internal Control over Financial Reporting and Communicating Internal Control
Related Matters
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ACCOUNTING AND SEC HEADLINES:
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Share-Based Payments --
FASB Staff Issues Guidance on When Share-Based Payment Awards are Participating
Securities
For detail, please contact info@zy-cpa.com
On June 16, 2008, the FASB
issued FASB Staff Position (FSP) EITF 03-6-1, Determining Whether
Instruments Granted in Share-Based Payment Transactions Are Participating
Securities. This FSP provides that unvested share-based payment awards that
contain nonforfeitable rights to dividends or
dividend equivalents (whether paid or unpaid) are participating securities and
shall be included in the computation of earnings per share pursuant to the
two-class method.
The FSP is effective for
financial statements issued for fiscal years beginning after December 15, 2008,
and interim periods within those years. Upon adoption, a company is required to
retrospectively adjust its earnings per share data (including any amounts
related to interim periods, summaries of earnings and selected financial data)
to conform with the provisions in this FSP. Early
application of this FSP is prohibited.
Financial Assets and
Liabilities -- Updated Interpretations of Statement 140 Added
For detail, please contact info@zy-cpa.com
We have published updates to our
interpretation, Financial Assets and Liabilities - Sales, Transfers, and
Extinguishments: Interpretations of FASB Statement 140. We have updated the
section entitled, “Recent Developments,” for recent deliberations at the FASB
on a variety of relevant projects.
To reflect the issuance of FASB
Staff Position (FSP) FAS 140-3, Accounting for Transfers of Financial Assets
and Repurchase Financing Transactions, we have:
-Added Interpretation 9-17,
"Statement 140 Presumes Symmetry Between Transferor and Transferee
Accounting," to explain that FASB Statement No. 140, Accounting for
Transfers and Servicing of Financial Assets and Extinguishments of Liabilities,
presumes that the transferor and the transferee account for a transfer of a
financial asset symmetrically; and
-Added Interpretation 15-2,
"Repurchase Financing Presumed to Be a Linked Transaction," to
explain that a repurchase agreement that relates to a previously transferred
financial asset (i.e., a repurchase financing) is presumed to be a linked
transaction that should be accounted for in combination with the initial
transfer of the financial asset.
To reflect the issuance of
FASB Staff Position (FSP) APB 14-1, Accounting for Convertible Debt
Instruments That May Be Settled in Cash upon Conversion (Including Partial Cash
Settlement), we have:
-Updated Interpretation 16-2,
"Determining Whether a Modification or Exchange of a Debt Instrument Is an
Extinguishment," to explain that the interaction of that guidance with FSP
APB 14-1;
-Updated Interpretation 16-4,
"Conversion of a Debt Instrument That Became Convertible Upon the Issuer's
Exercise of a Call Option," to explain that EITF Issue No. 05-1,
"Accounting for the Conversion of an Instrument That Became Convertible
upon the Issuer's Exercise of a Call Option," does not apply to debt instruments
within the scope of FSP APB 14-1.
See our Literature Update for
complete details.
Conceptual Framework --
FASB to Discuss Conceptual Framework and Other Matters
For detail, please contact info@zy-cpa.com
As reported in its
"Action Alert" publication, the FASB is scheduled to meet on June 25,
2008, to discuss: (a) conceptual framework: elements and recognition;
and (b) FASB ratification of EITF consensuses and tentative conclusions.
The FASB is expected to continue discussion of the definition of a liability
and consider: (a) when a statute gives rise to a liability; (b)
how to deal with uncertainty about the existence of a liability (and an asset);
and (c) additional examples to test the robustness of the working
definition of a liability.
The FASB will also consider
the ratification of the decisions reached at the June 12, 2008 EITF meeting.
See our EITF Flash Report for details of actions taken at that meeting.
The FASB is scheduled to hold
an open education session on June 25, 2008, following the FASB meeting. In
addition, the following meetings are also scheduled:
-On June 24, 2008, the
Financial Accounting Standards Advisory Council will meet to discuss: (a)
current business and financial reporting issues related to international
convergence; (b) recent studies and proposals on restatements; and (c)
contingency disclosures.
-On June 27, 2008, the Small
Business Advisory Council will meet to discuss: (a) convergence - the
move to IFRS; and (b) contingency disclosures.
As also reported in its
Action Alert publication, the FASB met on June 11, 2008, and discussed:
-Mergers and acquisitions by
a not-for-profit organization;
-Reconsideration of FASB
Interpretation (FIN) No. 46 (Revised 2003), Consolidation of Variable
Interest Entities; and
-Implementation of Statement
No. 140: transfers of financial assets.
The FASB discussed options
for guidance for determining the primary beneficiary in a variable interest
entity in FIN 46R. The Board reaffirmed its earlier decision, which would
require an enterprise (including its related party and de facto agents) to
determine whether it is the primary beneficiary primarily through a thorough
qualitative assessment. If an enterprise is unable to determine if a primary
beneficiary exists (or does not exist) through the qualitative assessment, the
enterprise would perform the current quantitative analysis currently described
in FIN 46R. In making the qualitative assessment, an enterprise will assess if
it has both: (1) the power to direct matters that significantly affect the
activities and success of the entity; and (2) the right to receive benefits
that could potentially be significant or the obligation to absorb losses that
could potentially be significant.
The FASB chairman announced
several agenda decisions. Specifically, to better align the FASB's
agenda with the objectives established in the Memorandum of Understanding (MoU) between the FASB and the IASB updated last April, the
following projects have been removed from the FASB's
agenda:
-Insurance Risk Transfer -
The FASB plans to consider at a future date whether to address insurance
accounting in a joint project with the IASB.
-Accounting for Certain Nonfinancial Liabilities: Recognition and Measurement
(Phase 2) - The issues previously addressed by that project related to the
recognition and measurement of contingent liabilities are being examined by the
IASB in a project to potentially amend IAS 37, Provisions, Contingent
Liabilities and Contingent Assets. The FASB will monitor the development of
the IASB's project to consider whether similar
changes would be appropriate for U.S. GAAP.
-Accounting for Defensive Intangible
Assets - The issues previously included in that project will be deferred to the
EITF agenda.
Securities Registration --
SEC Staff Publishes Legal Bulletin Covering Certain Exemptions from the
Securities Act
For detail, please contact info@zy-cpa.com
The SEC staff has published, Staff
Legal Bulletin No. 3A: Section 3(a)(10) Exemption from the Securities Act.
This SEC staff legal bulletin provides the Division of Corporation Finance's
(Corp Fin) views regarding the Section 3(a)(10) exemption from the registration
requirements under the Securities Act of 1933 (Securities Act). The bulletin
also expresses Corp Fin's views regarding the Securities Act resale status of
securities that are received in certain transactions exempt from registration
pursuant to Section 3(a)(10). The bulletin includes
guidance in the following areas or topics:
-Overview of the exemption
from registration provided by Section 3(a)(10);
-Timing of no-action
requests;
-Timing of security holders'
votes; and
-Corp Fin's analysis of the
requirements underlying the Section 3(a)(10) exemption.
This legal bulletin
supersedes all previously issued legal bulletins covering the Section 3(a)(10) exemption.
SEC Filings -- SEC Staff
Publishes Views on Its Comment Letter and Filing Review Process
For detail, please contact info@zy-cpa.com
The SEC staff has issued a
document entitled, Filing Review Process. This document highlights key
aspects of the SEC staff's review process for filings (e.g., Form 10-K, 10-Q)
and related comment letter process. The SEC staff selectively reviews
registrant filings to monitor and enhance compliance with the applicable
disclosure and accounting requirements. This document includes a discussion of
the following topics:
-Required and selective
reviews;
-Levels of review;
-Staff comments;
-Company response to
comments;
-Closing a filing review; and
-Reconsideration process for
legal and textual disclosure matters, and accounting and financial disclosure
matters.
International Accounting
-- IASB Issues Agenda for the June 23-24, 2008 Standards Advisory Council
Meeting
For detail, please contact info@zy-cpa.com
The IASB's
Standards Advisory Council is scheduled to discuss the following agenda items
at its June 23-24, 2008 meeting:
-Chairman update;
-Recent market events-steps
the IASB is taking;
-Off balance sheet
concerns-the IASB projects on consolidation and derecognition;
-The FASB/IASB
"Memorandum of Understanding" - an update on the significance of
progress to be achieved by mid 2011;
-Discussion of IASB and IFRIC
work programs;
-Agenda proposals on
liabilities/equity; and
-Session with trustees -
review of constitution.
Some of the documents
listed above may not be accessible under your current subscription. For
information about upgrading your subscription to include additional content,
click here:
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AUDITING AND INTERNAL
CONTROLS HEADLINES:
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Compilations and Reviews
-- 2008/2009 Edition of Compilations and Reviews Publication Added
For detail, please contact info@zy-cpa.com
We have published the
2008/2009 edition of our interpretation, Compilations & Reviews. The
primary objective of this publication is to provide practitioners with a
fundamental, real-world approach for conducting high quality compilations and
reviews. This publication provides a discussion of the relevant professional
standards and guides the practitioner through the planning, performance,
documentation, and reporting involved in compilation and review engagements.
This edition of the
publication has been updated to reflect:
-AICPA Statement on Quality
Control Standards (SQCS) No. 7, "A Firm's System of Quality Control";
-AICPA Accounting and Review
Services Standards (SSARS) No. 15, "Elimination of Certain References to
Statements on Auditing Standards and Incorporation of Appropriate Guidance into
Statements on Standards for Accounting and Review Services";
-SSARS No. 16, "Defining
Professional Requirements in Statements on Standards for Accounting and Review
Services"; and
-SSARS No. 17, "Omnibus
Statement on Standards for Accounting and Review Services - 2008."
In addition, this edition of Compilations
& Reviews includes an expanded discussion of independence issues
related to compilations and reviews, additional examples for management
representations to be obtained in a review engagement, and expanded discussion
of procedures to follow upon subsequent discovery of facts existing at the
financial statement date.
See our Literature Update for
complete details.
Internal Controls -- AICPA
Publishes Proposals on Examining Internal Control over Financial Reporting and
Communicating Internal Control Related Matters
The AICPA has published for
public comment the following two exposure drafts:
-Proposed Statement on
Standards for Attestation Engagements (SSAE), An Examination of an Entity's
Internal Control over Financial Reporting That Is Integrated with an Audit of
Its Financial Statements; and
For detail, please contact info@zy-cpa.com
-Proposed Statement on
Auditing Standards (SAS), Communicating Internal Control Related Matters
Identified in an Audit.
For detail, please contact info@zy-cpa.com
The proposals are being
issued to converge the standards practitioners use for reporting on a nonissuer's internal control over financial reporting with
PCAOB Auditing Standard No. 5, An Audit of Internal Control That is
Integrated with an Audit of Financial Statements. In addition, the
proposals are intended to establish consistent definitions of the various types
of deficiencies in internal control and related guidance between the two
proposals.
The proposed SSAE would be
effective for integrated audits for dates or periods ending on or after
December 15, 2008. The proposed SAS would be effective for audits of financial
statements for periods ending on or after December 15, 2009. Earlier
implementation is permitted under both proposals.
Comments on both proposals
are due August 12, 2008.
Some of the documents
listed above may not be accessible under your current subscription. For
information about upgrading your subscription to include additional content,
click here:
For detail, please contact info@zy-cpa.com